BOUTIQUE LAW FIRM

Practice focused on Corporate and Federal Securities Law.

 

PRACTICE

AREAS

SECURITIES
CORPORATE
MERGERS & ACQUISITIONS
OFFERINGS
GENERAL COUNSELING
DISPUTE RESOLUTION
 
BROKER/DEALERS

We counsel public and private companies and their executives, directors and affiliates regarding state and federal securities matters, financing issues, corporate governance practices, SEC reporting and disclosure issues and securities transactions.

We have handled numerous corporate matters for public, private and companies seeking to go public. We serve as corporate/securities counsel or outside general counsel to companies ranging from start-up to mid-cap companies.

Whether made directly by the issuer or with the assistances of a broker/dealer, we have vast experience in the public and private offering of equity, debt and convertible securities. We are versed in a wide array of offering types, including:

 

  • Private placments utilizing Regulation D.

  • Direct public offerings registered with the SEC and State Securities Regulators.

  • Initial public offerings (IPOs) and follow-on financings through registered broker/dealers.

  • PIPEs.

  • Reverse mergers with concurrent financing.

  • Secured debt financing.

  • Preferred stock offerings.

  • Leveraged buyouts.

We provide hands on legal counseling relating to complex structural and legal issues surrounding M&A transactions.  We counsel clients in every aspect of their M&A activity, including:

 

  • Due diligence

  • Valuations and transaction structure.

  • Negotiating and drafting all documents (from terms sheets to definitive agreements).

  • Drafting and coordinating of the filing of all SEC disclosure related documents including Super 8-Ks, information or proxy statements, Section 16 filings and FINRA related documents/filings.

We are experienced in all forms of alternative dispute resolution (ADR), including formal and informal mediation and arbitration.

We also provide our clients a vast array of general counseling and legal advice, including:

 

  • Counseling regarding disclosure and other regulatory obligations under the Securities Act of 1933, the Securities Exchange Act of 1934 and the Sarbanes-Oxley Act.

  • Counseling on stockholder proposals, contested elections, and other forms of stockholder activism.

  • Counseling concerning sales of securities by insiders and affiliates, including Section 16 compliance, Rule 10b5-1 programs, Rule 144 compliance and insider trading guidelines and restrictions.

We frequently represent broker/dealers, investment advisers, distributors, trading groups, and other financial intermediaries and financial institutions regarding their registration, ongoing compliance and trading matters.

OUR VISION

DeMint Law, PLLC focuses on providing corporate and securities counsel from a practiced business perspective. Our broad experience enables us to provide real-time advice to private and public companies, allowing our clients to achieve their goals in a cost-effective manner. Most matters are handled on a flat-fee basis, which allows us to assimilate ourselves into your operations without worrying about uncapped legal expenses. This enables us to gain a true business perspective and understanding of your needs, so that we may provide hands-on advice.

 

Our practice is concentrated on corporate and securities transactional matters, including; private placement offerings, public offerings, filing registration statements with the SEC, corporate restructuring, mergers & acquisitions, reverse mergers, preparing and filing reports with the SEC, broker/dealer compliance, FINRA related matters, and general corporate matters.

 

We pride ourselves in finding creative solutions to complex issues in an effort to be "deal makers" and not "deal breakers". 

 

ATTORNEY PROFILE

Anthony N. DeMint
Managing Member

Tel: 702-714-0889

Cell: 702-232-4842

anthony@demintlaw.com

DeMint Law, PLLC was founded by Anthony N. DeMint in December 2009.

 

Mr. DeMint has built his career focusing on corporate and securities law. Anthony regularly provides advice to private and public companies in such areas of:

 

  • private and public debt and equity financings,

  • SEC registered offerings,

  • SEC periodic reporting,

  • merger and acquisition transactions,

  • stock exchange listing and uplisting,

  • broker/dealer compliance,

  • contract drafting and negotiation, and

  • other general corporate matters.

 

Mr. DeMint's representation of private companies have involved a number of reverse mergers with public companies coupled with private equity financing transactions, asset acquisitions and other M&A transactions. He also has extensive experience in taking start-up entities public and a variety of other business transactions.

 
DeMint prides himself on the ability to quickly and efficiently solve complex issues on a cost effective flat-fee basis.
 
Mr. DeMint, a native of Las Vegas, graduated from the University of Nevada Las Vegas (UNLV) in 2004 with a Bachelor of Arts in Economics. In 2008, Mr. DeMint received his Juris Doctorate from the William S. Boyd School of Law at UNLV. Mr. DeMint is admitted to practice law in Nevada.

CONTACT

DeMint Law, PLLC

OUR ADDRESS

3753 Howard Hughes Parkway

Second Floor Suite 314

Las Vegas, Nevada  89169

Email: info@demintlaw.com
Tel:  702-714-0889

Fax: 702-442-7995

SKYPE: demintlaw

 

 

For any general inquiries, please fill in the following contact form:

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